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Kansas Records Retention Schedules

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Agency Code: 331-006 (Insurance Department. Producers Division)

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Agency Number: 331-006
Insurance Department
Producers Division

SERIES ID 0042-331 
TITLE Agency Licensing Files 
DESCRIPTION Applications and supporting documentation relating to licensing insurance companies and agents to ensure their compliance with Kansas insurance laws and regulations. 
RETENTION See Comments 
COMMENTS Documents to determine acceptability for licensure, destroy upon issuance of license. Documents used to update the electronic record may be destroyed after updating electronic record. Electronic data shall be kept for 5 cldr yrs after terminated. 
DISPOSITION Destroy 
RESTRICTIONS KSA 45-221(a)(1)(6)(9), 5 USC Sec. 522a 
APPROVED 2010-10-28 
K.A.R. NUMBER 53-2-165 

SERIES ID 0044-331 
TITLE Cancellation Forms and Annual Cancellation List - Agent & Agency 
DESCRIPTION Documents relating to an insurance company's termination of an agent or agency authority to represent the company. 
RETENTION See Comments 
COMMENTS Retain in office 3 months after licensing year has ended, then destroy. Electronic record shall be maintained for 10 years after agent or agency license is terminated. 
DISPOSITION Destroy 
RESTRICTIONS None 
APPROVED 2000-08-17 
K.A.R. NUMBER 53-2-124 

SERIES ID 0045-331 
TITLE Certification Forms and Annual Certificate Renewal List - Agent & Agency 
DESCRIPTION Documents relating to an insurance company's authorization for an agent or agency to represent the company on a specific date. 
RETENTION See Comments 
COMMENTS Retain in office 3 months after licensing year has ended, then destroy. Electronic record shall be maintained for 10 years after agency or agency license is terminated. 
DISPOSITION See Comments 
RESTRICTIONS None 
APPROVED 2000-08-17 
K.A.R. NUMBER 53-2-124 

SERIES ID 0043-331 
TITLE Continuing Education Compliance Records 
DESCRIPTION Continuing education course certifications and letters of home state certification submitted by insurance agents to demonstrate compliance with continuing education requirements. 
RETENTION See Comments 
COMMENTS Retain course certifications & letters of home state certifications for 3 months after creation of electronic record then destroy. Electronic course credit data is maintained until the producer/adjuster has renewed & then may be deleted. 
DISPOSITION Destroy 
RESTRICTIONS None 
APPROVED 2010-10-28 
K.A.R. NUMBER 53-2-165 

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